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SCOR Form U-7




Description

This article is from the Investing Articles: Public Offerings: IPO and DPO series.

SCOR Form U-7



FORM U-7

DISCLOSURE DOCUMENT

_____________________________________________________________________

(Exact name of Company as set forth in Articles of Incorporation or Charter)

Type of securities offered:

Maximum number of securities offered:

Minimum number of securities offered:

Price per security: $

Total proceeds: If maximum sold: $ If minimum sold: $

(For use of proceeds and offering expenses, see Question Nos. 9 and 10)

Is a commissioned selling agent selling the securities in this offering? [ ] Yes [ ] No

If yes, what percent is commission of price to public? %.

Is there other compensation to selling agent(s)? [ ] Yes [ ] No

Is there a finder's fee or similar payment to any person? [ ] Yes [ ] No (See Question No. 22)

Is there an escrow of proceeds until minimum is obtained? [ ] Yes [ ] No (See Question No. 26)

Is this offering limited to members of a special group, such as employees of the Company or individuals?

[ ] Yes [ ] No (See Question No. 25)

Is transfer of the securities restricted? [ ] Yes [ ] No (See Question No. 25)

INVESTMENT IN SMALL BUSINESSES INVOLVES A HIGH DEGREE OF RISK, AND INVESTORS SHOULD NOT INVEST ANY FUNDS IN THIS OFFERING UNLESS THEY CAN AFFORD TO LOSE THEIR INVESTMENT IN ITS ENTIRETY. SEE QUESTION NO. 2 FOR THE RISK FACTORS THAT MANAGEMENT BELIEVES PRESENT THE MOST SUBSTANTIAL RISKS TO AN INVESTOR IN THIS OFFERING.

IN MAKING AN INVESTMENT DECISION INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE ISSUER AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. THESE SECURITIES HAVE NOT BEEN RECOMMENDED BY ANY FEDERAL OR STATE SECURITIES COMMISSION OR REGULATORY AUTHORITY. FURTHERMORE, THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR DETERMINED THE ADEQUACY OF THIS DOCUMENT. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE.

This Company:

[ ] Has never conducted operations.

[ ] Is in the development stage.

[ ] Is currently conducting operations.

[ ] Has shown a profit in the last fiscal year.

[ ] Other (Specify):_______________________________________

(Check at least one, as appropriate)

This offering has been registered for offer and sale in the following states:

State State File No. Effective Date

U-7:4/29/89

TABLE OF CONTENTS

Page

The Company 3

Risk Factors 3

Business and Properties 5

Offering Price Factors 10

Use of Proceeds 12

Capitalization 14

Description of Securities 15

Plan of Distribution 17

Dividends, Distributions and Redemptions 18

Officers and Key Personnel of the Company 19

Directors of the Company 21

Principal Stockholders 24

Management Relationships, Transactions and Remuneration 25

Litigation 27

Federal Tax Aspects 28

Miscellaneous Factors 28

Financial Statements 28

Management Discussion and Analysis of Certain Relevant Factors 29

Signatures 30

THIS DISCLOSURE DOCUMENT CONTAINS ALL OF THE REPRESENTATIONS BY THE COMPANY CONCERNING THIS OFFERING, AND NO PERSON SHALL MAKE DIFFERENT OR BROADER STATEMENTS THAN THOSE CONTAINED HEREIN. INVESTORS ARE CAUTIONED NOT TO RELY UPON ANY INFORMATION NOT EXPRESSLY SET FORTH IN THIS DISCLOSURE DOCUMENT.

This Disclosure Document, together with Financial Statements and other Attachments, consists of a total of _____ pages.

THE COMPANY

1. Exact corporate name:

State and date of incorporation:

Street address of principal office:

Company Telephone Number: ( )

Fiscal year: _____________ ______________

(month) (day)

Person(s) to contact at Company with respect to offering:

Telephone Number (if different from above): ( )

 

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